Anthropology and Counterinsurgency: The Strange
Story of their Curious Relationship
Something mysterious is going on inside the
U.S. Department of Defense (DOD). Over the past 2 years, senior
leaders have been calling for something unusual and unexpected-cultural
knowledge of the adversary. In august 2004, retired Major General
Robert H. Scales, Jr., wrote an article for the Naval War College's
Proceedings magazine that opposed the
commonly held view within the U.S. military that success in war
is best achieved by overwhelming technological advantage. Scales
argues that the type of conflict we are now witnessing in Iraq requires
"an exceptional ability to understand people, their culture,
and their motivation." 1 In October
2004, Arthur Cebrowski, Director of the Office of Force Transformation,
concluded that "knowledge of one's enemy and his culture and
society may be more important than knowledge of his order of battle."2
In November 2004, the Office of Naval Research and the Defense Advanced
Research Projects Agency (DARPA) sponsored the Adversary Cultural
Knowledge and National Security Conference, the first major DOD
conference on the social sciences since 1962.
Why has cultural knowledge suddenly become
such an imperative? Primarily because traditional methods of warfighting
have proven inadequate in Iraq and Afghanistan. U.S. technology,
training, and doctrine designed to counter the Soviet threat are
not designed for low-intensity counterinsurgency operations where
civilians mingle freely with combatants in complex urban terrain.
The major combat operations that toppled Saddam
Hussein's regime were relatively simple because they required the
U.S. military to do what it does best-conduct maneuver warfare in
flat terrain using overwhelming firepower with air support. However,
since the end of the "hot" phase of the war, coalition
forces have been fighting a complex war against an enemy they do
not understand. The insurgents' organizational structure is not
military, but tribal. Their tactics are not conventional, but asymmetrical.
Their weapons are not tanks and fighter planes, but improvised explosive
devices (IEDs). They do not abide by the Geneva Conventions, nor
do they appear to have any informal rules of engagement.
Countering the insurgency in Iraq requires
cultural and social knowledge of the adversary. Yet, none of the
elements of U.S. national power-diplomatic, military, intelligence,
or economic-explicitly take adversary culture into account in the
formation or execution of policy. This cultural knowledge gap has
a simple cause-the almost total absence of anthropology within the
national-security establishment.
Once called "the handmaiden of colonialism,"
anthropology has had a long, fruitful relationship with various
elements of national power, which ended suddenly following the Vietnam
War. The strange story of anthropology's birth as a warfighting
discipline, and its sudden plunge into the abyss of postmodernism,
is intertwined with the U.S. failure in Vietnam. The curious and
conspicuous lack of anthropology in the national-security arena
since the Vietnam War has had grave consequences for countering
the insurgency in Iraq, particularly because political policy and
military operations based on partial and incomplete cultural knowledge
are often worse than none at all.
A Lack of Cultural Awareness
In a conflict between symmetric adversaries,
where both are evenly matched and using similar technology, understanding
the adversary's culture is largely irrelevant. The Cold War, for
all its complexity, pitted two powers of European heritage against
each other. In a counterinsurgency operation against a non-Western
adversary, however, culture matters. U.S. Department of the Army
Field Manual (FM) (interim) 3-07.22, Counterinsurgency Operations,
defines insurgency as an "organized movement aimed at the overthrow
of a constituted government through use of subversion and armed
conflict. It is a protracted politico-military struggle designed
to weaken government control and legitimacy while increasing insurgent
control. Political power is the central issue in an insurgency [emphasis
added]." Political considerations must therefore circumscribe
military action as a fundamental matter of strategy. As British
Field Marshall Gerald Templar explained in 1953, "The answer
lies not in pouring more troops into the jungle, but rests in the
hearts and minds of the . . . people." Winning hearts and minds
requires understanding the local culture.3
Aside from Special Forces, most U.S. soldiers
are not trained to understand or operate in foreign cultures and
societies. One U.S. Army captain in Iraq said, "I was never
given classes on how to sit down with a sheik. . . . He is giving
me the traditional dishdasha and the entire outfit of a sheik because
he claims that I am a new sheik in town so I must be dressed as
one. I don't know if he is trying to gain favor with me because
he wants something [or if it is] something good or something bad."
In fact, as soon as coalition forces toppled Saddam Hussein, they
became de facto players in the Iraqi social system. The young captain
had indeed become the new sheik in town and was being properly honored
by his Iraqi host.4
As this example indicates, U.S. forces frequently
do not know who their friends are, and just as often they do not
know who their enemies are. A returning commander from the 3d Infantry
Division observed: "I had perfect situational awareness. What
I lacked was cultural awareness. I knew where every enemy tank was
dug in on the outskirts of Tallil. Only problem was, my soldiers
had to fight fanatics charging on foot or in pickups and firing
AK-47s and RPGs [rocket-propelled grenades]. Great technical intelligence.
Wrong enemy."5
While the consequences of a lack of cultural
knowledge might be most apparent (or perhaps most deadly) in a counterinsurgency,
a failure to understand foreign cultures has been a major contributing
factor in multiple national-security and intelligence failures.
In her 1962 study, Pearl Harbor: Warning and Decision, Roberta Wohlstetter
demonstrated that although the U.S. Government picked up Japanese
signals (including conversations, decoded cables, and ship movements),
it failed to distinguish signals from noise-to understand which
signals were meaningful-because it was unimaginable that the Japanese
might do something as "irrational" as attacking the headquarters
of the U.S. Pacific fleet.6
Such ethnocentrism (the inability to put aside
one's own cultural attitudes and imagine the world from the perspective
of a different group) is especially dangerous in a national-security
context because it can distort strategic thinking and result in
assumptions that the adversary will behave exactly as one might
behave. India's nuclear tests on 11 and 13 May 1998 came as a complete
surprise because of this type of "mirror-imaging" among
CIA analysts. According to the internal investigation conducted
by former Vice Chairman of the Joint Chiefs of Staff David Jeremiah,
the real problem was an assumption by intelligence analysts and
policymakers that the Indians would not test their nuclear weapons
because Americans would not test nuclear weapons in similar circumstances.
According to Jeremiah, "The intelligence and the policy communities
had an underlying mind-set going into these tests that the B.J.P.
[Bharatiya Janata Party] would behave as we [would] behave."7
The United States suffers from a lack of cultural
knowledge in its national-security establishment for two primary,
interrelated reasons. First, anthropology is largely and conspicuously
absent as a discipline within our national-security enterprise,
especially within the intelligence community and DOD. Anthropology
is a social science discipline whose primary object of study has
traditionally been non- Western, tribal societies. The methodologies
of anthropology include participant observation, fieldwork, and
historical research. One of the central epistemological tenets of
anthropology is cultural relativism-understanding other societies
from within their own framework.
The primary task of anthropology has historically
been translating knowledge gained in the "field" back
to the West. While it might seem self-evident that such a perspective
would be beneficial to the nationalsecurity establishment, only
one of the national defense universities (which provide master's
degreelevel education to military personnel) currently has an anthropologist
on its faculty. At West Point, which traditionally places a heavy
emphasis on engineering, anthropology is disparagingly referred
to by cadets as "nuts and huts." And, although political
science is well represented as a discipline in senior policymaking
circles, there has never been an anthropologist on the National
Security Council.
The second and related reason for the current
lack of cultural knowledge is the failure of the U.S. military to
achieve anything resembling victory in Vietnam. Following the Vietnam
War, the Joint Chiefs of Staff collectively put their heads in the
sand and determined they would never fight an unconventional war
again. From a purely military perspective, it was easier for them
to focus on the threat of Soviet tanks rolling through the Fulda
Gap, prompting a major European land war-a war they could easily
fight using existing doctrine and technology and that would have
a clear, unequivocal winner.8
The preference for the use of overwhelming
force and clear campaign objectives was formalized in what has become
known as the Weinberger doctrine. In a 1984 speech, Secretary of
Defense Caspar Weinberger articulated six principles designed to
ensure the Nation would never become involved in another Vietnam.
By the mid-1980s, there was cause for concern: deployment of troops
to El Salvador seemed likely and the involvement in Lebanon had
proved disastrous following the bombing of the U.S. Marine barracks
in Beirut. Responding to these events, Weinberger believed troops
should be committed only if U.S. national interests were at stake;
only in support of clearly defined political and military objectives;
and only "with the clear intention of winning."9
In 1994, Chairman of the Joint Chiefs of Staff
Colin Powell (formerly a military assistant to Weinberger) rearticulated
the Weinberger doctrine's fundamental elements, placing a strong
emphasis on the idea that force, when used, should be overwhelming
and disproportionate to the force used by the enemy. The Powell-Weinberger
doctrine institutionalized a preference for "major combat operations"-
big wars-as a matter of national preference. Although the Powell-Weinberger
doctrine was eroded during the Clinton years; during operations
other than war in Haiti, Somali, and Bosnia; and during the second
Bush Administration's pre-emptive strikes in Afghanistan and Iraq,
no alternative doctrine has emerged to take its place.10
We have no doctrine for "nationbuilding,"
which the military eschews as a responsibility because it is not
covered by Title 10 of the U.S. Code, which outlines the responsibilities
of the military as an element of national power. Field Manual 3-07,
Stability Operations and Support Operations, was not finalized until
February 2003, despite the fact the U.S. military was already deeply
engaged in such operations in Iraq. Field Manual 3-07.22-meant to
be a temporary document-is still primarily geared toward fighting
an enemy engaged in Maoist revolutionary warfare, a type of insurgency
that has little application to the situation in Iraq where multiple
organizations are competing for multiple, confusing objectives.11
Since 1923, the core tenet of U.S. warfighting
strategy has been that overwhelming force deployed against an equally
powerful state will result in military victory. Yet in a counterinsurgency
situation such as the one the United States currently faces in Iraq,
"winning" through overwhelming force is often inapplicable
as a concept, if not problematic as a goal. While negotiating in
Hanoi a few days before Saigon fell, U.S. Army Colonel Harry Summers,
Jr., said to a North Vietnamese colonel, "You know, you never
defeated us on the battlefield." The Vietnamese colonel replied,
"That may be so, but it is also irrelevant." 12
The same could be said of the conflict in Iraq.
Winning on the battlefield is irrelevant against
an insurgent adversary because the struggle for power and legitimacy
among competing factions has no purely military solution. Often,
the application of overwhelming force has the negative, unintended
effect of strengthening the insurgency by creating martyrs, increasing
recruitment, and demonstrating the "brutality" of state
forces.
The alternative approach to fighting insurgency,
such as the British eventually adopted through trial and error in
Northern Ireland, involves the following: A comprehensive plan to
alleviate the political conditions behind the insurgency; civil-military
cooperation; the application of minimum force; deep intelligence;
and an acceptance of the protracted nature of the conflict. Deep
cultural knowledge of the adversary is inherent to the British approach.13
Although cultural knowledge of the adversary
matters in counterinsurgency, it has little importance in major
combat operations. Because the Powell- Weinberger doctrine meant
conventional, large-scale war was the only acceptable type of conflict,
no discernable present or future need existed to develop doctrine
and expertise in unconventional war, including counterinsurgency.
Thus, there was no need to incorporate cultural knowledge into doctrine,
training, or warfighting. Until now, that is.
On 21 October 2003, the House Armed Services
Committee held a hearing to examine lessons learned from Operation
Iraqi Freedom. Scales' testimony at the hearing prompted U.S. Representative
"Ike" Skelton to write a letter to Secretary of Defense
Donald Rumsfeld in which he said: "In simple terms, if we had
better understood the Iraqi culture and mindset, our war plans would
have been even better than they were, the plan for the postwar period
and all of its challenges would have been far better, and we [would
have been] better prepared for the 'long slog' . . . to win the
peace in Iraq."14
Even such DOD luminaries as Andrew Marshall,
the mysterious director of the Pentagon's Office of Net Assessment,
are now calling for "anthropologylevel knowledge of a wide
range of cultures" because such knowledge will prove essential
to conducting future operations. Although senior U.S. Government
officials such as Skelton are calling for "personnel in our
civilian ranks who have cultural knowledge and understanding to
inform the policy process," there are few anthropologists either
available or willing to play in the same sandbox with the military.15
The Current State of the Discipline
Although anthropology is the only academic
discipline that explicitly seeks to understand foreign cultures
and societies, it is a marginal contributor to U.S. national-security
policy at best and a punch line at worst. Over the past 30 years,
as a result of anthropologists' individual career choices and the
tendency toward reflexive self-criticism contained within the discipline
itself, the discipline has become hermetically sealed within its
Ivory Tower.
Unlike political science or economics, anthropology
is primarily an academic discipline. The majority of newly minted
anthropologists brutally compete for a limited number of underpaid
university faculty appointments, and although there is an increasing
demand from industry for applied anthropologists to advise on product
design, marketing, and organizational culture, anthropologists still
prefer to study the "exotic and useless," in the words
of A.L. Kroeber.16
The retreat to the Ivory Tower is also a product
of the deep isolationist tendencies within the discipline. Following
the Vietnam War, it was fashionable among anthropologists to reject
the discipline's historic ties to colonialism. Anthropologists began
to reinvent their discipline, as demonstrated by Kathleen Gough's
1968 article, Anthropology: Child of Imperialism, followed by Dell
Hymes' 1972 anthology, Reinventing Anthropology, and culminating
in editor Talal Asad's Anthropology and the Colonial Encounter.17
Rejecting anthropology's status as the handmaiden
of colonialism, anthropologists refused to "collaborate"
with the powerful, instead vying to represent the interests of indigenous
peoples engaged in neocolonial struggles. In the words of Gayatri
Chakravorti Spivak, anthropologists would now speak for the "subaltern."
Thus began a systematic interrogation of the contemporary state
of the discipline as well as of the colonial circumstances from
which it emerged. Armed with critical hermeneutics, frequently backed
up by self-reflexive neo- Marxism, anthropology began a brutal process
of self-flagellation, to a degree almost unimaginable to anyone
outside the discipline.18
The turn toward postmodernism within anthropology
exacerbated the tendency toward self-flagellation, with the central
goal being "the deconstruction of the centralized, logocentric
master narratives of European culture." This movement away
from descriptive ethnography has produced some of the worst writing
imaginable. For example, Cultural Anthropology, one of the most
respected anthropology journals in the United States, commonly publishes
such incomprehensible articles as "Recovering True Selves in
the Electro-Spiritual Field of Universal Love" and "Material
Consumers, Fabricating Subjects: Perplexity, Global Connectivity
Discourses, and Transnational Feminist Research."19
Anthropologist Stephen Tyler recently took
fourth place in the Bad Writing Contest with this selection from
Writing Culture, a remarkable passage describing postmodern ethnography:
"It thus relativizes discourse not just to form-that familiar
perversion of the modernist; nor to authorial intention-that conceit
of the romantics; nor to a foundational world beyond discourse-that
desperate grasping for a separate reality of the mystic and scientist
alike; nor even to history and ideology-those refuges of the hermeneuticist;
nor even less to language-that hypostasized abstraction of the linguist;
nor, ultimately, even to discourse-that Nietzschean playground of
world-lost signifiers of the structuralist and grammatologist, but
to all or none of these, for it is anarchic, though not for the
sake of anarchy, but because it refuses to become a fetishized object
among objects-to be dismantled, compared, classified, and neutered
in that parody of scientific scrutiny known as criticism."20
The Colonial Era
From the foregoing discussion, it might be
tempting to conclude that anthropology is absent from the policy
arena because it really is "exotic and useless." However,
this was not always the case. Anthropology actually evolved as an
intellectual tool to consolidate imperial power at the margins of
empire.
In Britain the development and growth of anthropology
was deeply connected to colonial administration. As early as 1908,
anthropologists began training administrators of the Sudanese civil
service. This relationship was quickly institutionalized: in 1921,
the International Institute of African Languages and Cultures was
established with financing from various colonial governments, and
Lord Lugard, the former governor of Nigeria, became head of its
executive council. The organization's mission was based on Bronislaw
Malinowski's article, "Practical Anthropology," which
argued that anthropological knowledge should be applied to solve
the problems faced by colonial administrators, including those posed
by "savage law, economics, customs, and institutions."
21 Anthropological knowledge was frequently
useful, especially in understanding the power dynamics in traditional
societies. In 1937, for example, the Royal Anthropological Institute's
Standing Committee on Applied Anthropology noted that anthropological
research would "indicate the persons who hold key positions
in the community and whose influence it would be important to enlist
on the side of projected reforms." In the words of Lord Hailey,
anthropologists were indeed "of great assistance in providing
Government with knowledge which must be the basis of administrative
policy."22
Anthropology as a tool of empire was, however,
not without its detractors. In 1951, Sir Philip E. Mitchell wrote:
"Anthropologists busied themselves [with] all the minutiae
of obscure trial and personal practices, especially if they were
agreeably associated with sex or flavoured with obscenity. There
resulted a large number of painstaking and often accurate records
of interesting habits and practices, of such length that no one
had time to read them and [which were] often, in any case, irrelevant.
. . ."23
The World War I Era
After the classic age of empire came to a close,
anthropologists and archeologists became key players in the new
game in town-espionage. Their habits of wandering in remote areas
and skill at observation proved to be quite useful to the government.
Although a number of anthropologists worked as spies during World
War I (including Arthur Carpenter, Thomas Gann, John Held, Samuel
Lothrop, and Herbert Spinden), the most famous was Harvard-trained
archaeologist Sylvanus Morley, who had discovered the ancient city
of Naachtun and had directed the reconstruction of Chichén
Itzá while serving as head of the Carnegie Archaeological
Program from 1914 to 1929. Morley, who was one of the most respected
archeologists of the early 20th century, was also the "best
secret agent the United States produced during World War I."24
In 1916, when German agents were allegedly
attempting to establish a Central American base for submarine warfare,
the Office of Naval Intelligence recruited Morley, who used archeological
fieldwork as cover to traverse 2,000 miles of remote Central American
coastline, enduring "ticks, mosquitoes, fleas, sand flies,
saddle-sores, seasickness, barrunning, indifferent grub, and sometimes
no grub at all, rock-hard beds, infamous hostelries, and even earthquakes."
While Morley and company found no German submarine bases, he did
produce nearly 10,000 pages of intelligence reports documenting
everything from navigable shoreline features to the economic impact
of sisal production.25
Morley's activities were not well regarded
by many anthropologists. On 20 December 1919, Franz Boas, the most
well-known anthropologist in America, published a letter in The
Nation, to the effect that Morley and others (although they were
not named directly) "have prostituted science by using it as
a cover for their activities as spies. A soldier whose business
is murder as a fine art . . . accept[s] the code of morality to
which modern society still conforms. Not so the scientist. The very
essence of his life is the service of truth."26
A German Jew by birth, Boas was an adamant
pacifist and an outspoken critic of the war, writing multiple editorials
and newspaper articles expressing his opinion that World War I was
a war of imperialist aggression. (Ironically, many of Boas' students,
including Margaret Mead and Ruth Benedict went on to work for the
military in roles Boas would have, no doubt, questioned.)
For his public allegations against the unnamed
anthropologists, the American Anthropological Association censured
Boas in 1919. The criticism of Morley by his peers for his espionage
activities and the resulting scuffle within the American Anthropological
Association (AAA) foreshadowed the reemergence of the issue of covert
anthropological support to the U.S. Government during the 1960s.
The World War II Era
During World War II, the role of anthropologists
within the national-security arena was greatly expanded. Many anthropologists
served in the Office of Strategic Services (OSS), the institutional
predecessor to both the CIA and Special Forces. Anthropologists
served in a research capacity and as operatives. Carleton Coon,
a professor of anthropology at Harvard, trained Moroccan resistance
groups in sabotage, fought in the battle of Kasserine Pass, and
smuggled arms to French resistance groups in German-occupied Morocco.
His book about life in the OSS, A North Africa Story: The Anthropologist
as OSS Agent, contains a highly amusing account of developing an
IED in the shape of a donkey dropping.27
Other anthropologists also saw direct action:
British ethnologist Tom Harrisson parachuted into Borneo to train
indigenous guerrillas to fight the Japanese. Cora Du Bois, who served
as Chief of the Indonesia section in the OSS Research and Analysis
Branch, became the head of the Southeast Asia Command in Ceylon,
where she ran resistance movements in Southeast Asian countries
under Japanese occupation. Du Bois received the Exceptional Civilian
Service Award in 1945 for her work with the Free Thai underground
movement.28
Perhaps the most famous anthropologist who
served in the OSS was Gregory Bateson. Bateson, a British citizen,
spent many years conducting ethnographic research in New Guinea,
the results of which were published in 1936 as Naven. At the beginning
of World War II, having failed to find a position with the British
War Office, Bateson returned to the United States and was recruited
by the OSS, where he served as a civilian member of a forward intelligence
unit in the Arakan Mountains of Burma.29
In addition to intelligence analysis, Bateson
designed and produced "black propaganda" radio broadcasts
intended to undermine Japanese propaganda in the Pacific Theater.
He found the work distasteful, however, because he believed that
truth, especially the unpleasant truth, was healthy. Despite his
misgivings about deceitful propaganda, Bateson was a willing and
competent operative. In 1945, he volunteered to penetrate deep into
enemy territory to attempt the rescue of three OSS agents who had
escaped from their Japanese captors. For this service, Bateson was
awarded the Pacific Campaign Service Ribbon.30
Bateson had remarkable strategic foresight
concerning the effect of new technology on warfare. While in the
Pacific Theater, he wrote to the legendary director of the OSS,
"Wild Bill" Donovan, that the existence of the nuclear
bomb would change the nature of conflict, forcing nations to engage
in indirect methods of warfare. Bateson recommended to Donovan that
the United States not rely on conventional forces for defense but
to establish a third agency to employ clandestine operations, economic
controls, and psychological pressures in the new warfare.31
This organization is, of course, now known as the Central Intelligence
Agency.
Later in his career, Bateson was allegedly
involved with a number of experimental psychological warfare initiatives,
including the CIA's Operation MKUltra, which conducted mind-control
research. It is generally accepted that Bateson "turned on"
the Beat poet Allen Ginsberg to LSD at the Mental Research Institute,
where Bateson was working on the causes of schizophrenia.32
Among anthropologists, Bateson is generally
remembered not for his activities in the OSS, but as Mead's husband.
In 1932, he met Mead in the remote Sepik River area of New Guinea.
After conducting fieldwork together in New Guinea, Bateson and Mead
coproduced ethnographic films and photodocumentation of Balinese
kinesics.33
Like her husband, Mead was also involved in
the war effort. In addition to producing pamphlets for the Office
of War Information, she produced a study for the National Research
Council on the cultural food habits of people from different national
backgrounds in the United States. She also investigated food distribution
as a method of maintaining morale during wartime in the United States.
Along with Bateson and Geoffrey Gorer, Mead helped the OSS establish
a psychological warfare training unit for the Far East.34
Like Bateson, Mead had reservations about the
use of deceitful propaganda, believing that such methods have "terrible
possibilities of backfiring." Mead's larger concern, however,
was the "tremendous amount of resentment" against using
anthropological insights during the war. In particular, she noted
that using anthropologists to advise advisers is ineffective; to
be useful, anthropologists must work directly with policymakers.35
In 1942, Mead published And Keep Your Powder
Dry, a book on U.S. military culture. According to Mead, Americans
see aggression as a response rather than a primary behavior; believe
in the use of violence for altruistic, never for selfish purposes;
and view organized conflict as a finite task to be completed. Once
finished, Americans walk away and move on to the next task. William
O. Beeman points out that Mead's observations of U.S. national strategic
character seem to be borne out by the current administration's characterization
of the conflict in Iraq as a defensive war, prompted by the imminent
threat of weapons of mass destruction ready for imminent use and
undertaken for altruistic reasons, such as "bringing Democracy
to Iraq," that would be short and limited in scope.36
In 1943, Benedict, Mead's long-time friend
and collaborator, became the head (and initially the sole member)
of the Basic Analysis Section of the Bureau of Overseas Intelligence
of the Office of War Information (OWI), a position Benedict sought
to use "to get policy makers to take into account different
habits and customs of other parts of the world." While at OWI,
Benedict coauthored The Races of Mankind, a government pamphlet
which refuted the Nazi pseudo-theories of Aryan racial superiority.
Conservative congressmen attacked the pamphlet as communist propaganda,
and the publicity surrounding it led to the sale of 750,000 copies,
its translation into seven languages, and the production of a musical
version in New York City.37
Benedict also undertook research on Japanese
personality and culture, the effect of which cannot be overstated.
Near the end of the war, senior military leaders and U.S. President
Franklin Delano Roosevelt were convinced the Japanese were "culturally
incapable of surrender" and would fight to the last man. Benedict
and other OWI anthropologists were asked to study the view of the
emperor in Japanese society. The ensuing OWI position papers convinced
Roosevelt to leave the emperor out of the conditions of surrender
(rather than demanding unconditional surrender as he did of dictators
Adolph Hitler and Benito Mussolini). Much of Benedict's research
for OWI was published in 1946 as The Chrysanthemum and the Sword,
considered by many as a classic ethnography of Japanese military
culture, despite Benedict never having visited the country.38
Since fieldwork in the traditional sense was
impossible during wartime, culture had to be studied remotely. The
theoretical contribution of World War II anthropologists to the
discipline is commonly known as "culture at a distance."
Following the war, from 1947 to 1952, Mead, Benedict, and others
established a research program at Columbia University. Working under
contract to the U.S. Office of Naval Research, anthropologists developed
techniques for evaluating cultural artifacts, such as immigrant
and refugee testimonies, art, and travelers' accounts, to build
up a picture of a particular culture.39
Most of the culture-at-a-distance studies were
rooted in the premises of developmental psychology, such as that
the so-called national character of any group of people could be
traced to commonalities in psychological-development processes.
While some of their conclusions now seem ridiculous (for example,
Gorer's "swaddling hypothesis" to explain the bipolar
swings in Russian culture from emotional repression to aggressive
drinking), other research results were not only accurate but useful
in a military context.40
Small Wars
In January 1961, U.S. President John F. Kennedy
met with national security adviser Walt Whitman Rostow to discuss
various national-security threats. Kennedy and Rostow turned their
attention to the subject of Vietnam, and Kennedy said: "This
is the worst one we've got. You know, Eisenhower never mentioned
it. He talked at length about Laos, but never uttered the word Vietnam."41
Kennedy and Rostow's discussion (and Kennedy's
approval of the "Counterinsurgency Plan" for Vietnam 10
days after taking office) was inspired by Major General Edward G.
Lansdale's report on the situation in Vietnam. Lansdale, who was
widely believed to have been the model for Alden Pyle in Graham
Greene's The Quiet American, was a former advertising executive
who almost single-handedly prevented a communist takeover of the
Philippines. Lansdale helped install Ngo Dinh Diem as president
of the American-backed government of South Vietnam and, later, ran
Operation Mongoose, the covert plot to overthrow by any means necessary
Fidel Castro's government in Cuba.42
Much of Lansdale's counterinsurgency operations
in the Philippines can best be described as applied military anthropology.
For example, in the 1950s, as part of his counterinsurgency campaign
against the Huk rebels of the Philippines, he conducted research
into local superstitions, which he exploited in "psywar":
"One psywar operation played upon the popular dread of an asuang,
or vampire. . . . When a Huk patrol came along the trail, the ambushers
silently snatched the last man of the patrol. . . . They punctured
his neck with two holes, vampire-fashion, held the body up by the
heels, drained it of blood, and put the corpse back on the trail.
When the Huks returned to look for the missing man and found their
bloodless comrade, every member of the patrol believed that the
asuang had got him and that one of them would be next. . . ."
Lansdale noted that such tactics were remarkably effective.43
During the Huk Rebellion, the real guerrilla-warfare
expert was Captain Charles Bohannan, who later coauthored one of
the best studies of practical counterinsurgency, Counter-Guerrilla
Operations: The Philippine Experience. Bohannan, who fought as an
anti-Japanese guerrilla in New Guinea and the Philippines during
World War II, remained in the Philippines as an Army counterintelligence
officer. He was a natural pick for the team when Lansdale returned
to the Philippines in 1950. Bohannan continued to work with Lansdale
in Vietnam (and apparently Laos) throughout the 1950s and 1960s,
serving as deputy commander of the covert "Saigon Military
Mission" that Lansdale headed. Quite likely, Bohannan was also
the military planner for the Bay of Pigs.44
Bohannan had completed advanced graduate work
in anthropology and was a strong advocate of local cultural knowledge
and "total immersion" during training and operations.45
He was particularly interested in "operations intended to influence
the thinking of people." In 1959, for example, he was a member
of the secret U.S. "survey team" sent to Colombia to evaluate
the insurgency and provide a plan for U.S.-Colombian action. Much
like anthropologists conducting fieldwork, the team traveled more
than 23,000 kilometers and interviewed more than 2,000 officials,
civilians, and guerrilla leaders. Their three-volume report reviewed
the history of the violence, the underlying socioeconomic conditions,
and issued recommendations for social, civil, and military reform
to the Colombian and U.S. governments. 46
Bohannan was a believer in the use of minimum
force in counterinsurgency. In an unpublished 1964 paper from a
Vietnam posting, he objects to totalitarian methods of counterinsurgency
as being potentially counterproductive: "Mass arrests, wholesale
searches, and other seemingly easy methods of "population control"
can only strengthen opposition to the government." And, according
to Lansdale, overwhelming force was simply not effective for fighting
an insurgency: "Only unabashedly totalitarian governments,
Communist or colonialist, with relatively unlimited resources, can
seriously think of, or attempt, killing or capturing most of the
insurgents and their supports."47
Bohannan's mentor, Rufus Phillips (a former
CIA operative who later headed the Rural Affairs Section of the
U.S Agency for the International Development Mission in Vietnam)
observed in a 1964 memorandum that the U.S. military was bound by
"conventional military thinking." The American command
was guided by neither a British-style dedication to a political
objective-however abusive the measures used to achieve it-nor any
particular interest in the nonmilitary side of U.S. counterinsurgency:
"Everybody talks about civic action and psychological warfare,
but little command emphasis is placed on it and it is not understood.
The major emphasis remains on 'killing Viet Cong'."48
The Vietnam War
Despite the authority of men like Lansdale
and Bohannan within high-level military and policy circles during
the Vietnam War, the military preference for overwhelming force
frequently trumped the hearts and minds aspect of counterinsurgency.
Anthropologists such as Gerald Hickey, who went to Vietnam as a
University of Chicago graduate student and remained throughout the
war as a researcher for the RAND Corporation, found that their deep
knowledge of Vietnam (valuable for counterinsurgency) was frequently
ignored by U.S. military leaders who increasingly adopted a conventional-war
approach as the conflict progressed. Hickey's career raises a number
of issues that even now plague anthropological research in a military
context, such as the politics of research inside the beltway, the
inability to change counterproductive policies, and backbiting by
other anthropologists hostile to the military enterprise.
Hickey, who wrote Village in Vietnam, a classic
ethnography of a southern Vietnamese lowland village, was recruited
by RAND in 1961 to produce a study funded by DARPA. The study followed
the newly established Strategic Hamlet Program that sought to consolidate
governmental authority in pacified areas through a defense system
and administrative reorganization at the village level. Central
to the study was the question of how highland tribes could be encouraged
to support the South Vietnamese Government.
Hickey's research indicated that the strategic
hamlets might be successful if farmers saw evidence their communal
labor and contribution of time, land, and building materials actually
resulted in physical and economic security. Although Hickey's observations
were probably correct, his views were often dismissed as too pacifistic.49
When Hickey debriefed Marine General Victor Krulak, the general
pounded his fist on his desk and said, "We are going to make
the peasants do what's necessary for strategic hamlets to succeed!"50
As Hickey noted, peasants have many methods of passive and active
resistance, and force is often counterproductive as a motivator.
Disliking the results of the study, the Pentagon pressured RAND
to change the findings and, in the interest of impartial research,
RAND refused. In the end, none of Hickey's findings were implemented,
and the Strategic Hamlet Program was a failure.
In 1964, a major uprising of Montagnard highland
tribal groups occurred under the banner of FULRO (The United Front
for the Struggle of Oppressed Races). Although the Montagnards sided
with the United States against the communist north and were supplied
by (and fought alongside) U.S. troops, they violently opposed the
South Vietnamese Government's efforts to control their region and
assimilate the population.
Dealing with the revolt was a major imperative
for the military and the South Vietnamese Government because the
central highlands were of strategic importance and included the
Ho Chi Minh Trail, which was the main North Vietnamese infiltration
and supply route. Hickey, who had worked closely with the Montagnards
for years, advised the senior commander of U.S. forces in Vietnam,
General William Westmoreland, on the reasons for the rise of ethno-nationalism
among the tribes and how to cope with the revolt. Hickey also successfully
acted as an intermediary between highland leaders and the U.S. and
South Vietnamese governments.51
As the war dragged on, Hickey became increasingly
frustrated with the military-strategy viewpoint held by officers
such as U.S. Army General William E. Depuy, who believed a war of
attrition would defeat the communists. Hickey's view was that the
war in Vietnam was a political struggle that could only be resolved
in political terms, not through pure military force. As an anthropologist,
he recognized that elements of Vietnam's own culture could be used
to promote peace between the existing nationalist political parties,
religious groups, and minorities -none of whom welcomed communist
rule.
In a remarkable paper titled "Accommodation
in South Vietnam: the Key to Sociopolitical Solidarity," Hickey
explored the indigenous Vietnamese cultural concept of accommodation.
While Taoist roots of the Vietnamese value system stressed individualism,
in the Vietnamese worldview, accommodation was also necessary to
restore harmony with the universe. In Washington, D.C., Hickey's
views on accommodation were treated as heresy. In 1967, at the conclusion
of Hickey's brief to a Pentagon audience, Richard Holbrooke said,
"What you're saying, Gerry, is that we're not going to win
a military victory in Vietnam." Because it did not conform
to the prevailing view of the conflict, Hickey's message was promptly
dismissed. Regardless of the improbability of a military victory,
to U.S. leaders, "accommodation" meant "giving in,"
and that was not an acceptable alternative. In the end, the American
solution to the conflict was the use of overwhelming force in the
form of strategic bombing and the Accelerated Pacification Campaign,
neither of which resulted in victory.52
For his "ethnographic studies," "contributions
to the enhancement of U.S. Advisor/Vietnamese Counterpart relationship,"
and "presence and counsel during periods of attack by Viet
Cong Forces and Montagnard uprisings," Hickey was awarded the
medal for Distinguished Public Service by Secretary of Defense Robert
McNamara. Despite his medal (or perhaps because of it), Hickey was
not able to get an academic job when he returned to the United States.
He was refused a position at the University of Chicago by fellow
anthropologists who objected to his association with RAND. Ironically,
Hickey was also forced out of RAND because it was no longer interested
in counterinsurgency. Following the lead of the Joint Chiefs of
Staff, RAND was no longer going to undertake research on unconventional
warfare, but turn its attention to "longer-range problems of
tactical, limited war and deterrence under the Nixon Doctrine."53
Project Camelot
Testifying before the U.S. Congress in 1965,
R.L. Sproul, director of DARPA said: "It is [our] primary thesis
that remote area warfare is controlled in a major way by the environment
in which the warfare occurs, by the sociological and anthropological
characteristics of the people involved in the war, and by the nature
of the conflict itself."54
The recognition within DOD that research and
development efforts to support counterinsurgency operations must
be oriented toward the local human terrain led to the establishment
of the Special Operations Research Office (SORO) at the American
University in Washington, D.C. With anthropologists and other social
scientists on staff, SORO functioned as a research center into the
human dimension of counterinsurgency. Many SORO reports took a unique
approach. In 1964, the Army commissioned an unusual paper titled
"Witchcraft, Sorcery, Magic, and Other Psychological Phenomena,
and Their Implications on Military and Paramilitary Operations in
the Congo." Authored by James R. Price and Paul Jureidini,
the report is a treatise on paranormal combat, discussing "counter-magic"
tactics to suppress rebels who are backed by witch doctors, charms,
and magic potions.55
In 1964, SORO also designed the infamous Project
Camelot. According to a letter from the Office of the Director of
the Special Operations Research Office, Project Camelot was "a
study whose objective [was] to determine the feasibility of developing
a general social systems model which would make it possible to predict
and influence politically significant aspects of social change in
the developing nations of the world." The project's objectives
were "to devise procedures for assessing the potential for
internal war within national societies; to identify with increased
degrees of confidence those actions which a government might take
to relieve conditions which are assessed as giving rise to a potential
for internal war; [and] to assess the feasibility of prescribing
the characteristics of a system for obtaining and using the essential
information needed for doing the above two things."56
Project Camelot, which was initiated during
a time when the military took counterinsurgency seriously as an
area of competency, recognized the need for social science insights.
According to the director's letter: "Within the Army there
is especially ready acceptance of the need to improve the general
understanding of the processes of social change if the Army is to
discharge its responsibilities in the overall counterinsurgency
program of the U.S. Government."57
Chile was to be the first case study for Project
Camelot. Norwegian sociologist Johan Galtung was invited to design
a seminar for Project Camelot. Although he refused, he shared information
about the project with colleagues. Meanwhile, Hugo Nuttini, who
taught anthropology at the University of Pittsburgh, accepted an
assignment for Project Camelot in Chile. While there, he concealed
Camelot's military origin, but word leaked out. Protests arose from
Chile's newspapers and legislature and the Chilean Government lodged
a diplomatic protest with the U.S. Ambassador. In Washington, D.C.,
following congressional hearings on the subject, McNamara canceled
Project Camelot in 1965.
The Thai Scandal
Shortly after the Project Camelot scandal,
the issue of clandestine research surfaced again in Thailand. In
March 1970, documents that appeared to implicate social scientists
in U.S. counterinsurgency programs in Thailand were stolen from
a university professor's file cabinet. The documents were given
to the Student Mobilization Committee to End the War in Vietnam
and were subsequently published in The Student Mobilizer. A number
of anthropologists and other social scientists were allegedly gathering
data for DOD and the Royal Thai Government to support a counterinsurgency
program that would use development aid to encourage tribal villages
to remain loyal to the Thai Government rather than joining the insurgents.
Although anthropologists claimed to have been using their expertise
to prevent Thai villages from being harmed, heated debates took
place within the AAA's Committee on Ethics.58
As a result of Project Camelot and the Thai
scandal, government funding and use of social science research became
suspect. Anthropologists feared that, were such research to continue,
the indigenous people they studied would assume they were all spies,
closing off future field opportunities abroad. Many anthropologists
also believed the information would be used to control, enslave,
and even annihilate many of the communities studied. The result
of these debates is the determination that for anthropologists to
give secret briefings is ethically unacceptable. The AAA's current
"Statement of Professional Responsibility" says: "Anthropologists
should undertake no secret research or any research whose results
cannot be freely derived and publicly reported. . . . No secret
research, no secret reports or debriefings of any kind should be
agreed to or given." These guidelines reflect a widespread
view among anthropologists that any research undertaken for the
military is de facto evil and ethically unacceptable.59
The Perils of Incomplete Knowledge
DOD yearns for cultural knowledge, but anthropologists
en masse, bound by their own ethical code and sunk in a mire of
postmodernism, are unlikely to contribute much of value to reshaping
nationalsecurity policy or practice. Yet, if anthropologists remain
disengaged, who will provide the relevant subject matter expertise?
As Anna Simons, an anthropologist who teaches at the Naval Postgraduate
School, points out: "If anthropologists want to put their heads
in the sand and not assist, then who will the military, the CIA,
and other agencies turn to for information? They'll turn to people
who will give them the kind of information that should make anthropologists
want to rip their hair out because the information won't be nearly
as directly connected to what's going on on the local landscape."60
Regardless of whether anthropologists decide
to enter the national-security arena, cultural information will
inevitably be used as the basis of military operations and public
policy. And, if anthropologists refuse to contribute, how reliable
will that information be? The result of using incomplete "bad"
anthropology is, invariably, failed operations and failed policy.
In a May 2004 New Yorker article, "The Gray Zone: How a Secret
Pentagon Program Came to Abu Ghraib," Seymour Hersh notes that
Raphael Patai's 1973 study of Arab culture and psychology, The Arab
Mind, was the basis of the military's understanding of the psychological
vulnerabilities of Arabs, particularly to sexual shame and humiliation.61
Patai says: "The segregation of the sexes,
the veiling of the women . . . , and all the other minute rules
that govern and restrict contact between men and women, have the
effect of making sex a prime mental preoccupation in the Arab world."
Apparently, the goal of photographing the sexual humiliation was
to blackmail Iraqi victims into becoming informants against the
insurgency. To prevent the dissemination of photos to family and
friends, it was believed Iraqi men would do almost anything.62
As Bernard Brodie said of the French Army in
1914, "This was neither the first nor the last time that bad
anthropology contributed to bad strategy." Using sexual humiliation
to blackmail Iraqi men into becoming informants could never have
worked as a strategy since it only destroys honor, and for Iraqis,
lost honor requires its restoration through the appeasement of blood.
This concept is well developed in Iraqi culture, and there is even
a specific Arabic word for it: al-sharaf, upholding one's manly
honor. The alleged use of Patai's book as the basis of the psychological
torment at Abu Ghraib, devoid of any understanding of the broader
context of Iraqi culture, demonstrates the folly of using decontextualized
culture as the basis of policy.63
Successful counterinsurgency depends on attaining
a holistic, total understanding of local culture. This cultural
understanding must be thorough and deep if it is to have any practical
benefit at all. This fact is not lost on the Army. In the language
of interim FM 3-07.22: "The center of gravity in counterinsurgency
operations is the population. Therefore, understanding the local
society and gaining its support is critical to success. For U.S.
forces to operate effectively among a local population and gain
and maintain their support, it is important to develop a thorough
understanding of the society and its culture, including its history,
tribal/family/social structure, values, religions, customs, and
needs."64
To defeat the insurgency in Iraq, U.S. and
coalition forces must recognize and exploit the underlying tribal
structure of the country; the power wielded by traditional authority
figures; the use of Islam as a political ideology; the competing
interests of the Shia, the Sunni, and the Kurds; the psychological
effects of totalitarianism; and the divide between urban and rural,
among other things.
Interim FM 3-07.22 continues: "Understanding
and working within the social fabric of a local area is initially
the most influential factor in the conduct of counterinsurgency
operations. Unfortunately, this is often the factor most neglected
by U.S. forces." 65
And, unfortunately, anthropologists, whose
assistance is urgently needed in time of war, entirely neglect U.S.
forces. Despite the fact that military applications of cultural
knowledge might be distasteful to ethically inclined anthropologists,
their assistance is necessary.
NOTES
1. MG Robert H. Scales, Jr.,
"Culture-Centric Warfare," Proceedings (October 2004).
2. Megan Scully, "'Social
Intel' New Tool For U.S. Military," Defense News, 26 April
2004, 21.
3. U.S. Department of
the Army Field Manual (FM) (Interim) 3-07.22, Counterinsurgency
Operations (Washington, DC: U.S. Government Printing Office [GPO],
1 October 2004), sec. 1-1; David Charters, "From Palestine
to Northern Ireland: British Adaptation to Low-Intensity Operations,"
in Armies in Low-Intensity Conflict: A Comparative Analysis, eds.,
D. Charters and M. Tugwell (London: Brassey's Defence Publishers,
1989), 195.
4. Leonard Wong, "Developing
Adaptive Leaders: The Crucible Experience of Operation Iraqi Freedom,"
Strategic Studies Institute, U.S. Army War College, Carlisle Barracks,
Pennsylvania, august 2004, 14.
5. Scales, "Army
Transformation: Implications for the Future," testimony before
the House Armed Services Committee, Washington, D.C., 15 July 2004.
6. Roberta Wohlstetter,
Pearl Harbor: Warning and Decision (California: Stanford University
Press, 1962).
7. Jeffrey Goldberg,
"The Unknown: The C.I.A. and the Pentagon take another look
at Al Qaeda and Iraq," The New Yorker, 10 February 2003.
8. See Max Boot, The
Savage Wars of Peace: Small Wars and the Rise of American Power
(New York: Basic Books, 2003).
9. Caspar W. Weinberger,
"The Uses of Military Power," speech at the National Press
Club, Washington, D.C., 28 November 1984.
10. Jeffrey Record,
"Weinberger-Powell Doctrine Doesn't Cut It," Proceedings
(October 2000). The Powell doctrine also "translates into a
powerful reluctance to engage in decisive combat, or to even risk
combat, and an inordinate emphasis at every level of command on
force protection." Stan Goff, "Full-Spectrum Entropy:
Special Operations in a Special Period," Freedom Road Magazine,
on-line at <www.freedomroad.org/fr/03/ english/07_entropy.html>,
accessed 18 February 2005.
11. U.S. Code, Title
10, "Armed Forces," on-line at <www.access.gpo.gov/uscode/
title10/title10.html>, accessed 18 February 2005; FM 3-07, Stability
Operations and Support Operations (Washington, DC: GPO, February,
2003); FM 3-07.22, Interim.
12. The 1923 Field
Service Regulations postulate that the ultimate objective of all
military operations is the destruction of the enemy's armed forces
and that decisive results are obtained only by the offensive. The
Regulations state that the Army must prepare to fight against an
"opponent organized for war on modern principles and equipped
with all the means of modern warfare. . . ." The preference
for use of offensive force is found continuously in U.S. military
thought, most recently in FM 3-0, Operations (Washington, DC: GPO,
2001), which says: "The doctrine holds warfighting as the Army's
primary focus and recognizes that the ability of Army forces to
dominate land warfare also provides the ability to dominate any
situation in military operations other than war"; Richard Darilek
and David Johnson, "Occupation of Hostile Territory: History,
Theory, Doctrine; Past and Future Practice," conference presentation,
Future Warfare Seminar V, Carlisle, Pennsylvania, 18 January 2005;
Peter Grier, "Should U.S. Fight War in Bosnia? Question Opens
an Old Debate," Christian Science Monitor, 14 September 1992,
9.
13. For a full discussion
of British principles of counterinsurgency, see Thomas Mockaitis,
British Counterinsurgency, 1919-1960 (New York: St. Martin's Press,
1990); Ian Beckett and John Pimlott, eds., Armed Forces and Modern
Counter-Insurgency (London: Croom Helm, 1985).
14. Office of Congressman
Ike Skelton, "Skelton Urges Rumsfeld To Improve Cultural Awareness
Training," press release, 23 October 2003, on-line at <www.house.gov/skelton/
pr031023.htm>, accessed 18 February 2005.
15. Jeremy Feiler,
"Marshall: U.S. Needs To Sustain Long-Distance Power Projection,"
Inside The Pentagon, 4 March 2004, 15.
16. A.L. Kroeber,
"The History of the Personality of Anthropology," American
Anthropologist 61 (1959).
17. Kathleen Gough,
"Anthropology: Child of Imperialism," Monthly Review 19,
11 (April 1968); Dell Hymes, ed., Reinventing Anthropology (New
York: Random House, 1972); Talal Asad, ed., Anthropology and the
Colonial Encounter (London: Ithaca Press, 1973).
18. Gayatri Chakravorty
Spivak, "Can the Subaltern Speak?" in Marxism and the
Interpretation of Culture, eds., Cary Nelson and Larry Grossberg
(Chicago: University of Illinois Press, 1988).
19. Bill Ashcroft,
Gareth Griffiths, and Helen Tiffin, eds., The Post-Colonial Studies
Reader (London: Routledge, 1995), 117; Pazderic Nickola, "Recovering
True Selves in the Electro-Spiritual of Universal Love," Cultural
Anthropology 19, 2 (2003); Priti Ramamurthy, "Material Consumers,
Fabricating Subjects: Perplexity, Global Connectivity Discourses,
and Transnational Feminist Research," Cultural Anthropology
18, 4 (2003).
20. Stephen A. Tyler,
"Post-modern Ethnography: From Document of the Occult to Occult
Document," in Writing Culture: The Poetics and Politics of
Ethnography, eds., James Clifford and George E. Marcus (Berkeley:
University of California Press, 1986), 122-40. Sadly, the Bad Writing
Contest, sponsored by The Journal of Philosophy and Literature,
is defunct.
21. Stephan Feuchtwang,
"The Discipline and its Sponsors," in Asad, Anthropology
and the Colonial Encounter, 82; Bronislaw Malinowski, "Practical
Anthropology," Africa, 2 (1929), 22-23.
22. Feuchtwang, "The
Discipline and its Sponsors," 84, 85.
23. Philip E. Mitchell,
"Review of Native Administration in the British Territories
in Africa," Journal of African Administration 3 (1951): 56-57.
24. Sylvanus G. Morley
wrote a number of classic archeologycal texts including The Ancient
Maya (California: Stanford University Press, 1946) and An Introduction
to the Study of Maya Hieroglyphs (Washington, DC: The Smithsonian,
1915); Charles H. Harris and Louis R. Sadler, The Archaeologist
was a Spy: Sylvanus G. Morley and the Office of Naval Intelligence
(Albuquerque: University of New Mexico Press, 2003).
25. Harris and Sadler.
26. Franz Boas, "Scientists
as Spies," The Nation 109 (20 December 1919): 797.
27. Carleton Coon,
A North Africa Story: The Anthropologist as OSS Agent 1941-1943
(Ipswich, MA: Gambit, 1980).
28. Chris Bunting,
"I Spy with My Science Eye," Times Higher Education Supplement,
12 April 2002; Cora Du Bois Obituary, Chicago Tribune, 14 April
1991; E. Bruce Reynolds, Thailand's Secret War: The Free Thai, OSS,
and SOE during World War II (United Kingdom: Cambridge University
Press, 2005).
29. Gregory Bateson,
Naven (California: Stanford University Press, 1936).
30. Carleton Mabee,
"Margaret Mead and Behavioral Scientists in World War II: Problems
in Responsibility, Truth, and Effectiveness," Journal of the
History of Behavioral Sciences 23, 1 (23 January 1987): 7; David
H. Price, "Gregory Bateson and the OSS: World War II and Bateson's
Assessment of Applied Anthropology." Human Organization 57,
4 (Winter 1998): 379-84.
31. Arthur B. Darling,
The Birth of Central Intelligence, Sherman Kent Center for the Study
of Intelligence, on-line at <www.cia.gov/csi/kent_csi/docs/v10i2a01p_0001.htm>,
accessed 18 February 2005.
32. Conspiracy theories
abound concerning Bateson's involvement with MK-Ultra. See, for
example, Colin A. Ross, Bluebird: Deliberate Creation of Multiple
Personality by Psychiatrists (Richardson, TX: Manitou Communications,
2000). See also on-line at <www.phinnweb.com/livingroom/rosemary/>,
accessed 18 February 2005; John Marks, The Search for the Manchurian
Candidate (New York: New York Times Books, 1979). Bateson invented
the "Double Blind" theory of schizophrenia. See Bateson,
"Cultural problems posed by a study of schizophrenic process,"
in Schizophrenia, an Integrated Approach, ed., A. Auerback (New
York: Ronald Press, 1959).
33. See Margaret Mead
and Gregory Bateson, Balinese Character: A Photographic Analysis
(New York: New York Academy of Sciences Press, 1942).
34. Mead, "Anthropological
Contributions to National Policies during and Immediately after
World War II," in The Uses of Anthropology, ed., Walter Goldschmidt
(Washington, DC: American Anthropological Association, 1979), 145-57;
Mabee, 8.
35. Mabee, 8, 5.
36. Mead, And Keep
Your Powder Dry: An Anthropologist Looks at America (New York: Morrow,
1942); William O. Beeman, "Postscript to September 11-What
Would Margaret Mead Say?" The Institute for Intercultural Studies,
on-line at <www.mead 2001.org/beeman.html>, accessed 18 February
2005.
37. Linda Rapp, "Benedict,
Ruth (1887-1948)," GLBTQ: An Encyclopedia of Gay, Lesbian,
Bisexual, Transgender, and Queer Culture (Chicago: glbtq, Inc.,
2004); Cora Sol Goldstein, "Ideological Constraints And The
American Response To Soviet Propaganda In Europe: The Case Of Race,"
paper presented at the Conference of Europeanists, Chicago, Illinois,
March 2004.
38. David H. Price,
"Lessons From Second World War Anthropology: Peripheral, Persuasive
and Ignored Contributions" Anthropology Today 18, 3 (June 2002):
18; Ruth Benedict, The Chrysanthemum and the Sword: Patterns of
Japanese Culture (New York: Houghton Mifflin, 1946).
39. Beeman, "Introduction:
Margaret Mead, Cultural Studies, and International Understanding,"
in The Study of Culture at a Distance, eds., Margaret Mead and Rhoda
Métraux (New York: Berghahn Books, 2000).
40. Geoffrey Gorer
and John Rickman, The People of Great Russia (London: Groset, 1949);
Robert A. LeVine, "Culture and Personality Studies, 1918-1960:
Myth and History," Journal of Personality 69, 6 (December 2001).
41. Peter Kross, "JFK's
Early Indecisions," Vietnam Magazine (February 2005).
42. Graham Greene,
The Quiet American (New York: Viking Press, 1956); H. Bruce Franklin,
"By the Bombs' Early Light; Or the Quiet American's War on
Terror," on-line at <http://andromeda.rutgers.edu/~hbf/QUIETAM.htm>,
accessed 18 February 2005; Michael McClintock, Instruments of Statecraft:
U.S. Guerrilla Warfare, Counterinsurgency, and Counterterrorism,
1940-1990 (New York: Pantheon Books, 1992).
43. Ibid.
44. Napoleon D. Valeriano
and Charles T.R. Bohannan, Counter-Guerrilla Operations: The Philippine
Experience (New York: Praeger, 1962); McClintock, chaps. 4 and 5;
William Pomeroy, Guerrilla and Counter-guerrilla Warfare (New York:
International Publishers, 1964), 70.
45. John L. Cotter,
"The Next Frontier of Anthropology," American Anthropological
Association Newsletter (February 1995).
46. Bohannan, "Unconventional
Operations," Counter-Guerrilla Seminar, Fort Bragg, North Carolina,
15 June 1961, on-line at <www.icdc.com/~paulwolf/colombia/ hukcampaign15june1961V.htm>,
accessed 18 February 2005; Michael Lopez, "The U.S. and its
Responsibility for Counter-Insurgency Operations in Colombia,"
Colombia Bulletin (Summer 1998). The team also recommended the creation
of Force X, also used in the Philippines, which would use "turned"
insurgents to create pseudoguerrillas (or counterguerrillas) who
could masquerade as insurgents. Frank Kitson later adopted this
approach in Kenya and Northern Ireland.
47. McClintock, chap.
4.
48. Ibid.
49. Gerald Hickey,
Village in Vietnam (New Haven: Yale University Press, 1964).
50. Hickey, Window
on a War: An Anthropologist in the Vietnam Conflict (Lubbock: Texas
Tech University Press, 2002), 99-101.
51. Ibid., Window,
149-82.
52. Hickey, "Accommodation
in South Vietnam: The Key to Sociopolitical Solidarity," RAND
Corporation, 1967; Hickey, Window, 199-201.
53. Ibid., Window,
313.
54. Eric Wakin, Anthropology
Goes to War: Professional Ethics and Counterinsurgency in Thailand
(Madison: University of Wisconsin Press, 1992), 85.
55. In general, see
Ron Robin, The Making of the Cold War Enemy: Culture and Politics
in the Military-Intellectual Complex (New Jersey: Princeton University
Press, 2001); James R. Price and Paul Jureidini, "Witchcraft,
Sorcery, Magic, and Other Psychological Phenomena, and Their Implications
on Military and Paramilitary Operations in the Congo," Special
Operations Research Office, SORO/CINFAC/6-64, 8 August 1964, online
at <www.ksinc.net/~devilsad/psyops5.htm>, accessed 18 February
2005.
56. Irving Louis Horowitz,
ed., The Rise and Fall of Project Camelot: Studies in the Relationship
Between Social Science and Practical Politics (Cambridge, MA: MIT
Press, 1967), 47-49.
57. Ibid.
58. Eric R. Wolf and
Joseph G. Jorgensen, "Anthropology on the Warpath in Thailand,"
New York Review of Books, 19 November 1970, 26-35.
59. Council of the
American Anthropological Association (AAA), "Statement on Ethics:
Principles of Professional Responsibility," adopted by the
AAA, May 1971 (as amended through November 1986), on-line at <www.aaanet.org/stmts/ethstmnt.htm>,
accessed 18 February 2005.
60. Renee Montagne,
"Interview: Anna Simons and Catherine Lutz on the involvement
of anthropologists in war," National Public Radio's Morning
Edition, 14 August 2002.
61. Raphael Patai
in Seymour M. Hersh, "The Gray Zone: How a secret Pentagon
program came to Abu Ghraib," The New Yorker, 24 May 2004; Patai,
The Arab Mind (New York: Scribner's 1973).
62. Patai.
63. Bernard Brodie,
Strategy in the Missile Age (New Jersey: Princeton University Press,
1959), 52.
64. Amatzia Baram,
"Victory in Iraq, One Tribe at a Time," New York Times,
28 October 2003; FM (Interim) 3-07.22, sec. 4-11.
65. FM (Interim) 3-07.22,
sec. 4-13.
Also available online at:
http://www.leavenworth.army.mil/milrev/
download/English/MarApr05/mcfate.pdf
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